Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 19 Jun 2025)
    • [FCA CF] Manager of certification employee (since 6 Feb 2017)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • [FCA CF] Material risk taker (20 Jul 2023 to 12 Sep 2024)
    • CF30 Customer (22 Nov 2010 to 6 Mar 2016)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 26 Aug 2010)
    • CF21 Investment Adviser (23 Apr 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.