Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (16 Sep 2016 to 31 Aug 2018)
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- Employed By (16 Sep 2016 to 31 Aug 2018)
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- CF30 Customer (1 Nov 2007 to 13 Jul 2009)
- CF26 Customer Trading (9 Jul 2007 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 13 Jul 2009)
- CF26 Customer Trading (9 Jul 2007 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 13 Jul 2009)
- CF26 Customer Trading (9 Jul 2007 to 31 Oct 2007)
- CF21 Investment Adviser (18 Nov 2004 to 1 Aug 2005)
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- CF21 Investment Adviser (1 Jun 2006 to 9 Jul 2007)
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- CF21 Investment Adviser (18 Nov 2004 to 9 Jul 2007)
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- CF21 Investment Adviser (27 May 2002 to 7 May 2004)
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- CF21 Investment Adviser (1 Dec 2001 to 19 Apr 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.