Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF4 Partner (AR) (7 Dec 2011 to 14 Mar 2014)
    • CF1 Director (AR) (12 Mar 2009 to 25 Nov 2011)
    • CF30 Customer (1 Nov 2007 to 27 Feb 2009)
    • CF21 Investment Adviser (26 Jun 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (26 Jan 2007 to 26 Jun 2007)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (8 Aug 2005 to 23 Feb 2007)
    • CF22 Investment Adviser (Trainee) (4 Jun 2004 to 8 Aug 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.