Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Client dealing (3 Nov 2016 to 31 Jul 2019)
    • [FCA CF] Manager of certification employee (3 Nov 2016 to 6 Jul 2019)
    • [FCA CF] Material risk taker (3 Nov 2016 to 31 Jul 2019)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (29 Aug 2003 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.