Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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MUFG Securities EMEA plc
FRN 124512
- [FCA CF] Client dealing (since 7 Mar 2016)
- [FCA CF] Manager of certification employee (since 7 Mar 2016)
- [FCA CF] Material risk taker (since 7 Mar 2016)
- [PRA CF] Significant risk taker or Material risk taker (since 7 Mar 2016)
- CF30 Customer (12 Feb 2013 to 6 Mar 2016)
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- CF30 Customer (28 Aug 2008 to 12 Nov 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.