Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 9A. Advising on P2P agreements
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
    • CF30 Customer (since 22 Aug 2018)
    • CF1 Director (AR) (since 22 Aug 2018)
    • (2)Employed By (since 22 Aug 2018)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Portland Wealth Management Limited

  2. controlled function added: (2)Employed By at Portland Wealth Management Limited