Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 13 Mar 2026)
    • [FCA CF] Functions requiring qualifications (since 13 Mar 2026)
    • [FCA CF] Client dealing (19 Mar 2020 to 10 Sep 2023)
    • [FCA CF] Functions requiring qualifications (19 Mar 2020 to 10 Sep 2023)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (8 Mar 2016 to 6 Jan 2020)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.