Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 21 Mar 2023)
    • [FCA CF] Functions requiring qualifications (28 Nov 2018 to 22 Apr 2022)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Functions requiring qualifications (13 Jan 2017 to 13 Jan 2018)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (9 Sep 2009 to 24 Oct 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.