Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Client dealing (30 May 2022 to 1 Sep 2022)
    • [FCA CF] Material risk taker (17 Jun 2020 to 1 Sep 2021)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 1 Sep 2021)
    • CF30 Customer (28 Aug 2012 to 6 Mar 2016)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • [FCA CF] Client dealing (30 May 2022 to 4 Jul 2022)
    • [FCA CF] Manager of certification employee (30 May 2022 to 4 Jul 2022)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Manager of certification employee (30 May 2022 to 1 Sep 2022)
    • [FCA CF] Client dealing (30 May 2022 to 1 Sep 2022)
    • [FCA CF] Material risk taker (17 Jun 2020 to 1 Sep 2021)
    • CF30 Customer (28 Aug 2012 to 6 Mar 2016)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (21 Sep 2009 to 4 Nov 2010)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (18 Feb 2009 to 30 Apr 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.