Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • [FCA CF] Manager of certification employee (7 Feb 2023 to 5 Jul 2024)
    • [FCA CF] Material risk taker (10 Jan 2023 to 5 Jul 2024)
    • [FCA CF] Client dealing (24 Feb 2017 to 5 Jul 2024)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (17 Jun 2010 to 2 Sep 2010)

Recent activity

Updates to this individual's record on the FCA register.

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