Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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MUFG Securities EMEA plc
FRN 124512
- [FCA CF] Client dealing (since 22 Jul 2021)
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- [FCA CF] Client dealing (24 Feb 2021 to 30 Jun 2021)
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- [PRA CF] Significant risk taker or Material risk taker (21 Aug 2019 to 24 Apr 2020)
- [FCA CF] Client dealing (7 Mar 2016 to 31 Oct 2020)
- CF30 Customer (15 Jul 2011 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.