Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 11 Jul 2023)
    • [FCA CF] Functions requiring qualifications (1 Jul 2018 to 13 Jun 2023)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Functions requiring qualifications (11 Aug 2016 to 1 Jul 2018)
    • CF30 Customer (1 Nov 2007 to 31 Jan 2010)
    • CF22 Investment Adviser (Trainee) (26 Sep 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.