Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC UK Bank Plc
FRN 765112
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 11 Jul 2023)
- [FCA CF] Functions requiring qualifications (1 Jul 2018 to 13 Jun 2023)
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- [FCA CF] Functions requiring qualifications (11 Aug 2016 to 1 Jul 2018)
- CF30 Customer (1 Nov 2007 to 31 Jan 2010)
- CF22 Investment Adviser (Trainee) (26 Sep 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.