Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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ELMWOOD ASSET MANAGEMENT UK LIMITED
FRN 1036625
- [FCA CF] Client dealing (since 12 Jan 2026)
- SMF3 Executive Director (since 12 Jan 2026)
- SMF1 Chief Executive (since 12 Jan 2026)
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- [FCA CF] Manager of certification employee (23 Jul 2024 to 28 Feb 2025)
- [FCA CF] Client dealing (23 Jul 2024 to 28 Feb 2025)
- CF30 Customer (17 Nov 2014 to 8 Dec 2019)
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- [FCA CF] Manager of certification employee (9 Dec 2019 to 28 Feb 2025)
- [FCA CF] Material risk taker (9 Dec 2019 to 5 Dec 2022)
- [FCA CF] Client dealing (9 Dec 2019 to 28 Feb 2025)
- CF30 Customer (17 Nov 2014 to 8 Dec 2019)
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- [FCA CF] Client dealing (9 Dec 2019 to 28 Feb 2025)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 28 Feb 2025)
- [FCA CF] Material risk taker (9 Dec 2019 to 5 Dec 2022)
- CF30 Customer (17 Nov 2014 to 8 Dec 2019)
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- [FCA CF] Client dealing (9 Dec 2019 to 28 Feb 2025)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 28 Feb 2025)
- CF30 Customer (17 Nov 2014 to 8 Dec 2019)
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- CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
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- CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.