Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 12 Jan 2026)
    • SMF3 Executive Director (since 12 Jan 2026)
    • SMF1 Chief Executive (since 12 Jan 2026)
  • BlackRock Institutional Trust Company, N.A. (no longer approved here)

    FRN 409343

    • [FCA CF] Manager of certification employee (23 Jul 2024 to 28 Feb 2025)
    • [FCA CF] Client dealing (23 Jul 2024 to 28 Feb 2025)
    • CF30 Customer (17 Nov 2014 to 8 Dec 2019)
  • BlackRock Advisors (UK) Limited (no longer approved here)

    FRN 119186

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 28 Feb 2025)
    • [FCA CF] Material risk taker (9 Dec 2019 to 5 Dec 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 28 Feb 2025)
    • CF30 Customer (17 Nov 2014 to 8 Dec 2019)
  • BlackRock Investment Management (UK) Limited (no longer approved here)

    FRN 119293

    • [FCA CF] Client dealing (9 Dec 2019 to 28 Feb 2025)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 28 Feb 2025)
    • [FCA CF] Material risk taker (9 Dec 2019 to 5 Dec 2022)
    • CF30 Customer (17 Nov 2014 to 8 Dec 2019)
  • BlackRock International Limited (no longer approved here)

    FRN 178638

    • [FCA CF] Client dealing (9 Dec 2019 to 28 Feb 2025)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 28 Feb 2025)
    • CF30 Customer (17 Nov 2014 to 8 Dec 2019)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.