Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BROWN SHIPLEY & CO. LIMITED (no longer approved here)

    FRN 124548

    • [FCA CF] Functions requiring qualifications (9 Sep 2019 to 23 Oct 2021)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (8 May 2007 to 31 Oct 2007)
    • CF27 Investment Management (8 May 2007 to 31 Oct 2007)
  • Evelyn Partners Securities (no longer approved here)

    FRN 124255

    • CF21 Investment Adviser (1 May 2006 to 1 Mar 2007)
    • CF27 Investment Management (1 May 2006 to 1 Mar 2007)
  • Clydesdale Bank Plc (no longer approved here)

    FRN 121873

    • CF27 Investment Management (15 Aug 2005 to 30 Apr 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.