Alvin Lamont Rosborough

Last updated
4 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • North Coast Financial Ltd

    FRN 1033273

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 5 Jan 2026)
    • Responsibility for MCD Intermediation (since 5 Jan 2026)
    • Responsible for Insurance Distribution (since 5 Jan 2026)
    • SMF16 Compliance Oversight (since 5 Jan 2026)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 5 Jan 2026)
    • SMF3 Executive Director (since 5 Jan 2026)
    • [FCA CF] Client dealing (since 5 Jan 2026)
  • Financial Prospects (N.I.) Ltd (no longer approved here)

    FRN 783698

    • [FCA CF] Functions requiring qualifications (8 Dec 2020 to 5 Jan 2026)
    • [FCA CF] Client dealing (8 Dec 2020 to 5 Jan 2026)
    • CF30 Customer (30 Mar 2019 to 8 Dec 2019)
  • Lodge Financial Advice Ltd (no longer approved here)

    FRN 229554

    • CF30 Customer (1 Nov 2007 to 18 Apr 2019)
    • CF22 Investment Adviser (Trainee) (12 Feb 2007 to 31 Oct 2007)
  • The Clarke Partnership (NI) Ltd (no longer approved here)

    FRN 173353

    • Employed By (14 Oct 2003 to 30 Dec 2003)
  • The On-Line Partnership Limited (no longer approved here)

    FRN 192638

    • CF21 Investment Adviser (24 Oct 2002 to 31 Jan 2003)
    • CF22 Investment Adviser (Trainee) (15 Oct 2002 to 24 Oct 2002)
  • Intro-Link Financial Advice (no longer approved here)

    FRN 219502

    • (10)Employed By (15 Oct 2002 to 31 Jan 2003)

Recent activity

Updates to this individual's record on the FCA register.

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