Alvaro Ernesto Estevez Regnier

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Standard Chartered Bank

    FRN 114276

    • [FCA CF] Manager of certification employee (since 29 Nov 2024)
    • [FCA CF] Client dealing (since 4 Nov 2024)
    • [FCA CF] Material risk taker (since 4 Nov 2024)
    • [PRA CF] Significant risk taker or Material risk taker (since 4 Nov 2024)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Manager of certification employee (28 Nov 2019 to 2 Nov 2024)
    • [FCA CF] Material risk taker (28 Nov 2019 to 2 Nov 2024)
    • [FCA CF] Client dealing (25 Oct 2019 to 2 Nov 2024)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • [FCA CF] Manager of certification employee (28 Nov 2019 to 4 Jul 2022)
    • [FCA CF] Material risk taker (28 Nov 2019 to 4 Jul 2022)
    • [FCA CF] Client dealing (25 Oct 2019 to 4 Jul 2022)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Material risk taker (28 Nov 2019 to 2 Nov 2024)
    • [FCA CF] Manager of certification employee (28 Nov 2019 to 2 Nov 2024)
    • [FCA CF] Client dealing (25 Oct 2019 to 2 Nov 2024)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF30 Customer (6 Feb 2013 to 15 May 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.