Alun Williams

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Pedr Financial Planning Cyf

    FRN 800006

    • (1)Employed By (since 8 Jan 2024)
    • (1)Employed By (31 Jan 2018 to 22 Dec 2023)
  • 2 Plan Wealth Management Limited

    FRN 461598

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 15 Dec 2023)
    • CF1 Director (AR) (since 10 Nov 2023)
    • CF30 Customer (since 10 Nov 2023)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 22 Dec 2023)
    • CF1 Director (AR) (21 Mar 2018 to 22 Dec 2023)
    • CF30 Customer (1 Apr 2011 to 22 Dec 2023)
  • Aspire Financial Management Ltd (no longer approved here)

    FRN 568595

    • Employed By (22 Mar 2013 to 17 Dec 2021)
  • Merchant House Financial Services Ltd (no longer approved here)

    FRN 538416

    • Employed By (1 Apr 2011 to 12 Apr 2013)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Pedr Financial Planning Cyf

  2. controlled function added: (1)Employed By at Pedr Financial Planning Cyf