Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Hugh James Solicitors
FRN 231167
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF27 Partner (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 22 Dec 2025)
- Responsibility for MCD Intermediation (21 Mar 2016 to 30 Jun 2023)
- Responsible for Insurance Mediation (19 Jun 2006 to 30 Sep 2018)
- CF10 Compliance Oversight (25 Mar 2004 to 8 Dec 2019)
- CF4 Partner (25 Mar 2004 to 8 Dec 2019)
- CF11 Money Laundering Reporting (25 Mar 2004 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.