Alun Frederick Harries

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (2 Oct 2008 to 9 Dec 2009)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (1 Nov 2007 to 18 Jul 2008)
    • CF21 Investment Adviser (10 Nov 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (16 May 2006 to 10 Nov 2006)
  • Alun Harries (no longer approved here)

    FRN 451890

    • Employed By (16 May 2006 to 18 Jul 2008)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.