Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Responsibility for MCD Intermediation (26 Jan 2020 to 14 Jun 2024)
- Responsible for Insurance Distribution (26 Jan 2020 to 13 Aug 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (26 Jan 2020 to 14 Jun 2024)
- SMF3 Executive Director (9 Dec 2019 to 13 Aug 2024)
- CF1 Director (8 Apr 2015 to 8 Dec 2019)
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- CF1 Director (12 Oct 2015 to 5 Oct 2017)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.