Altus Carl Diener

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PERSPECTIVE (SOUTH EAST) LIMITED

    FRN 178690

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 22 Oct 2025)
    • [FCA CF] Client dealing (since 22 Oct 2025)
  • Carlton Asset Management Limited (no longer approved here)

    FRN 133693

    • SMF3 Executive Director (1 Feb 2024 to 3 Sep 2025)
    • Responsible for Insurance Distribution (1 Feb 2024 to 3 Sep 2025)
    • [FCA CF] Client dealing (8 Aug 2022 to 15 Aug 2025)
    • [FCA CF] Functions requiring qualifications (8 Aug 2022 to 15 Aug 2025)

Recent activity

Updates to this individual's record on the FCA register.

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