Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 8 Dec 2022)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Material risk taker (9 Dec 2019 to 18 Mar 2021)
    • CF30 Customer (3 Nov 2015 to 8 Dec 2019)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (22 Dec 2009 to 29 Jun 2011)
    • CF21 Investment Adviser (7 May 2004 to 4 Apr 2007)

Recent activity

Updates to this individual's record on the FCA register.

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