Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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State Street Global Advisors Limited
FRN 146665
- [FCA CF] Material risk taker (since 8 Dec 2022)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- [FCA CF] Material risk taker (9 Dec 2019 to 18 Mar 2021)
- CF30 Customer (3 Nov 2015 to 8 Dec 2019)
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- CF30 Customer (22 Dec 2009 to 29 Jun 2011)
- CF21 Investment Adviser (7 May 2004 to 4 Apr 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.