Aloke Gupte

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Citigroup Global Markets Limited

    FRN 124384

    • SMF18 Other Overall Responsibility (since 1 Feb 2026)
    • [FCA CF] Client dealing (since 24 Nov 2025)
    • [FCA CF] Manager of certification employee (30 Jan 2026 to 1 Feb 2026)
    • [FCA CF] Significant management (24 Nov 2025 to 1 Feb 2026)
  • Citibank, N.A.

    FRN 124704

    • SMF22 Other Local Responsibility (since 1 Feb 2026)
    • [FCA CF] Client dealing (since 24 Nov 2025)
    • [FCA CF] Significant management (24 Nov 2025 to 1 Feb 2026)
  • Citibank Europe plc

    FRN 211646

    • [FCA CF] Client dealing (since 24 Nov 2025)
    • [FCA CF] Manager of certification employee (30 Jan 2026 to 1 Feb 2026)
    • [FCA CF] Significant management (24 Nov 2025 to 1 Feb 2026)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Manager of certification employee (13 Mar 2023 to 21 Sep 2023)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Significant management (17 Jun 2021 to 15 Oct 2025)
    • [FCA CF] Material risk taker (15 Dec 2016 to 15 Oct 2025)
    • [FCA CF] Manager of certification employee (23 Nov 2016 to 15 Oct 2025)
    • [FCA CF] Client dealing (7 Sep 2016 to 15 Oct 2025)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.