Alok Bhalla

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Client dealing (7 Mar 2016 to 11 Jul 2018)
    • [FCA CF] Material risk taker (7 Mar 2016 to 28 Sep 2018)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 11 Jul 2018)
    • CF30 Customer (1 Aug 2012 to 6 Mar 2016)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF30 Customer (1 Nov 2007 to 31 Oct 2011)
    • CF21 Investment Adviser (31 Jul 2003 to 31 Oct 2007)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF21 Investment Adviser (23 Apr 2002 to 23 Jun 2003)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF21 Investment Adviser (23 Apr 2002 to 23 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.