Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS AG

    FRN 186958

    • [FCA CF] Client dealing (since 12 Jun 2023)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • [FCA CF] Client dealing (19 Jul 2021 to 9 Nov 2022)
    • [FCA CF] Manager of certification employee (19 Jul 2021 to 9 Nov 2022)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • [FCA CF] Client dealing (19 Jul 2021 to 9 Nov 2022)
    • [FCA CF] Manager of certification employee (19 Jul 2021 to 9 Nov 2022)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • [FCA CF] Client dealing (7 Mar 2016 to 4 Jun 2021)
    • CF30 Customer (28 May 2014 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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