Allison Whiteley

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER WEALTH LIMITED

    FRN 217742

    • CF1 Director (AR) (since 23 Jul 2024)
  • QUILTER FINANCIAL SERVICES LIMITED

    FRN 440703

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 20 Dec 2012)
    • CF30 Customer (since 20 Dec 2012)
  • Quilter Mortgage Planning Limited

    FRN 440718

    • CF1 Director (AR) (since 20 Dec 2012)
  • Taw Insurance Solutions Ltd (no longer approved here)

    FRN 622152

    • SMF3 Executive Director (9 Dec 2019 to 15 Mar 2023)
    • CF1 Director (1 Oct 2014 to 8 Dec 2019)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • CF30 Customer (1 Dec 2009 to 20 Dec 2012)
    • CF1 Director (AR) (16 May 2008 to 20 Dec 2012)
  • Legal & General (Unit Trust Managers) Limited (no longer approved here)

    FRN 119273

    • CF30 Customer (1 Nov 2007 to 30 Apr 2008)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Legal and General Assurance Society Limited (no longer approved here)

    FRN 117659

    • CF21 Investment Adviser (17 Dec 2001 to 17 Dec 2001)

Recent activity

Updates to this individual's record on the FCA register.

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