Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • THE ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (no longer approved here)

    FRN 114724

    • [PRA CF] Significant risk taker or Material risk taker (1 Nov 2022 to 6 Nov 2025)
    • [FCA CF] Material risk taker (29 Aug 2018 to 31 Jul 2019)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • [PRA CF] Significant risk taker or Material risk taker (1 Nov 2022 to 1 Mar 2025)
    • [FCA CF] Material risk taker (29 Aug 2018 to 31 Jul 2019)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (2 Sep 2003 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.