Allen Eric Appen

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lloyds Bank Corporate Markets Plc (no longer approved here)

    FRN 763256

    • [PRA CF] Managing a material risk taker (31 Oct 2019 to 30 Nov 2021)
    • [FCA CF] Material risk taker (1 Aug 2017 to 30 Nov 2021)
    • [FCA CF] Algorithmic trading (1 Aug 2017 to 30 Nov 2021)
    • [FCA CF] Client dealing (1 Aug 2017 to 30 Nov 2021)
    • [FCA CF] Manager of certification employee (1 Aug 2017 to 30 Nov 2021)
    • [PRA CF] Significant risk taker or Material risk taker (1 Aug 2017 to 30 Nov 2021)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • [FCA CF] Manager of certification employee (28 Nov 2016 to 30 Oct 2019)
    • [PRA CF] Managing a material risk taker (28 Nov 2016 to 30 Oct 2019)
    • CF30 Customer (1 Apr 2015 to 6 Mar 2016)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • [PRA CF] Managing a material risk taker (28 Nov 2016 to 30 Oct 2019)
    • [FCA CF] Manager of certification employee (28 Nov 2016 to 30 Oct 2019)
    • CF30 Customer (1 Apr 2015 to 6 Mar 2016)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (18 Dec 2012 to 3 Nov 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.