Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sumitomo Mitsui Trust Bank, Limited (no longer approved here)

    FRN 124855

    • [FCA CF] Client dealing (1 Jul 2023 to 30 Sep 2024)
    • [FCA CF] Material risk taker (7 Mar 2016 to 1 Jul 2023)
    • CF30 Customer (9 Dec 2014 to 6 Mar 2016)
  • SMBC Bank International plc (no longer approved here)

    FRN 223304

    • CF30 Customer (19 Jul 2010 to 30 Jun 2014)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 31 Jan 2008)
    • CF21 Investment Adviser (5 Dec 2005 to 31 Oct 2007)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (1 Dec 2001 to 30 Apr 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.