Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (1 Nov 2007 to 30 Sep 2009)
    • CF21 Investment Adviser (16 Feb 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (30 Aug 2006 to 16 Feb 2007)
  • Allan Robertson Young (no longer approved here)

    FRN 456504

    • (1)Employed By (30 Aug 2006 to 30 Sep 2009)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Allan Robertson Young

  2. controlled function added: (1)Employed By at Allan Robertson Young