Allan Rafferty

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC UK Bank Plc

    FRN 765112

    • [FCA CF] Manager of certification employee (since 1 Jul 2018)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Manager of certification employee (14 Jul 2016 to 5 Dec 2017)
  • Clydesdale Bank Plc (no longer approved here)

    FRN 121873

    • CF21 Investment Adviser (10 Apr 2006 to 30 Sep 2006)
    • CF22 Investment Adviser (Trainee) (28 Dec 2005 to 10 Apr 2006)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (9 Feb 2004 to 30 Apr 2004)
    • CF22 Investment Adviser (Trainee) (17 Aug 2002 to 9 Feb 2004)
  • Royal London Mutual Insurance Society, Limited (THE) (no longer approved here)

    FRN 117672

    • CF21 Investment Adviser (1 Dec 2001 to 22 Jul 2002)
  • Royal London Savings Limited (no longer approved here)

    FRN 191237

    • CF21 Investment Adviser (1 Dec 2001 to 22 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.