Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • CF30 Customer (since 11 Jan 2024)
    • Appointed representative dealing with clients for which they require qualification (since 30 May 2023)
    • CF1 Director (AR) (since 21 Aug 2020)
    • (2)Employed By (since 23 Mar 2022)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • Appointed representative dealing with clients for which they require qualification (28 Oct 2020 to 12 May 2023)
    • CF1 Director (AR) (26 Jan 2016 to 2 May 2018)
  • MORTGAGE INTELLIGENCE LIMITED (no longer approved here)

    FRN 305330

    • CF1 Director (AR) (25 Mar 2013 to 30 Jan 2016)
  • Ross Financial Services Ltd (no longer approved here)

    FRN 404694

    • (3)Employed By (25 Mar 2013 to 30 Jan 2016)

Recent activity

Updates to this individual's record on the FCA register.

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