Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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QUILTER FINANCIAL SERVICES LIMITED
FRN 440703
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- CF30 Customer (since 11 Jan 2024)
- Appointed representative dealing with clients for which they require qualification (since 30 May 2023)
- CF1 Director (AR) (since 21 Aug 2020)
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Severn Financial Ltd
FRN 972250
- (2)Employed By (since 23 Mar 2022)
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- Appointed representative dealing with clients for which they require qualification (28 Oct 2020 to 12 May 2023)
- CF1 Director (AR) (26 Jan 2016 to 2 May 2018)
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- CF1 Director (AR) (25 Mar 2013 to 30 Jan 2016)
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- (3)Employed By (25 Mar 2013 to 30 Jan 2016)
Recent activity
Updates to this individual's record on the FCA register.
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