Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Joh. Berenberg, Gossler & Co. KG
FRN 959302
- [FCA CF] Client dealing (since 4 Mar 2026)
-
- [FCA CF] Material risk taker (18 Dec 2020 to 14 Dec 2022)
- [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 14 Dec 2022)
-
- [FCA CF] Material risk taker (18 Dec 2020 to 14 Dec 2022)
- [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 14 Dec 2022)
-
- [FCA CF] Manager of certification employee (1 Aug 2018 to 14 Dec 2022)
- [FCA CF] Client dealing (7 Mar 2016 to 14 Dec 2022)
- [FCA CF] Material risk taker (7 Mar 2016 to 14 Dec 2022)
- [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 14 Dec 2022)
- CF30 Customer (21 Sep 2009 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.