Allan Kemp

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • 2 Plan Wealth Management Limited

    FRN 461598

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 2 Aug 2024)
    • CF30 Customer (since 26 Jul 2024)
    • [FCA CF] Client dealing (5 Apr 2024 to 2 Aug 2024)
    • [FCA CF] Functions requiring qualifications (5 Apr 2024 to 2 Aug 2024)
  • Octo Financial Planning Ltd

    FRN 972331

    • (11)Employed By (since 26 Jul 2024)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 28 Mar 2024)
    • CF30 Customer (15 Sep 2008 to 28 Mar 2024)
  • Quilter Financial Advisers Ltd (no longer approved here)

    FRN 452529

    • (513)Employed By (7 Jun 2013 to 28 Mar 2024)
  • Charles Derby (Home Counties) LLP (no longer approved here)

    FRN 451134

    • Employed By (15 Sep 2008 to 28 Mar 2024)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.