Allan James Dodds

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PPA Wealth Ltd

    FRN 762332

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 11. Pension transfer specialist
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF30 Customer (2 May 2017 to 8 Dec 2019)
    • CF1 Director (2 May 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (2 May 2017 to 8 Dec 2019)
    • Responsibility for MCD Intermediation (2 May 2017 to 15 Sep 2020)
    • Responsible for Insurance Mediation (2 May 2017 to 30 Sep 2018)
  • Sense Network Limited (no longer approved here)

    FRN 465124

    • CF30 Customer (18 Feb 2016 to 28 Apr 2017)
    • CF1 Director (AR) (18 Feb 2016 to 28 Apr 2017)
  • Chase de Vere Independent Financial Advisers limited (no longer approved here)

    FRN 137914

    • CF21 Investment Adviser (3 Jul 2006 to 9 Feb 2007)

Recent activity

Updates to this individual's record on the FCA register.

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