Allan Gregory Brown

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RDBIFS Ltd (no longer approved here)

    FRN 771172

    • [FCA CF] Functions requiring qualifications (1 Dec 2020 to 4 May 2022)
    • [FCA CF] Client dealing (1 Dec 2020 to 4 May 2022)
    • SMF16 Compliance Oversight (9 Dec 2019 to 1 Jan 2021)
    • SMF3 Executive Director (9 Dec 2019 to 1 Jan 2022)
    • Responsible for Insurance Distribution (1 Oct 2018 to 1 Jan 2022)
    • Responsible for Insurance Mediation (3 Jul 2017 to 30 Sep 2018)
    • CF1 Director (3 Jul 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (3 Jul 2017 to 8 Dec 2019)
    • CF30 Customer (3 Jul 2017 to 8 Dec 2019)
  • Financial Management Bureau Limited (no longer approved here)

    FRN 125710

    • CF21 Investment Adviser (1 Dec 2001 to 1 Mar 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.