Allan Brian Conway

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Schroder Investment Management Limited (no longer approved here)

    FRN 119348

    • CF29 Significant management (1 Nov 2007 to 6 Dec 2013)
    • CF30 Customer (1 Nov 2007 to 11 May 2017)
    • CF16 Significant Mgt (Desgntd Investment Business) (25 Oct 2004 to 31 Oct 2007)
    • CF27 Investment Management (25 Oct 2004 to 31 Oct 2007)
  • Schroder Investment Management North America Limited (no longer approved here)

    FRN 144543

    • CF29 Significant management (1 Nov 2007 to 21 Jan 2014)
    • CF30 Customer (1 Nov 2007 to 11 May 2017)
    • CF16 Significant Mgt (Desgntd Investment Business) (25 Oct 2004 to 31 Oct 2007)
    • CF27 Investment Management (25 Oct 2004 to 31 Oct 2007)
  • Blackfriars Asset Management Limited (no longer approved here)

    FRN 180892

    • CF1 Director (30 Jan 2003 to 17 Sep 2004)
    • CF3 Chief Executive (30 Jan 2003 to 17 Sep 2004)
    • CF8 Apportionment and Oversight (30 Jan 2003 to 17 Sep 2004)
    • CF27 Investment Management (2 May 2002 to 17 Sep 2004)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 17 Sep 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.