Alkesh Mistry

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Oppenheimer Europe Ltd. (no longer approved here)

    FRN 483856

    • [FCA CF] Material risk taker (4 Dec 2020 to 31 Jan 2025)
    • [FCA CF] Significant management (4 Dec 2020 to 31 Jan 2025)
    • SMF16 Compliance Oversight (9 Dec 2019 to 31 Jan 2025)
    • CF10 Compliance Oversight (20 Aug 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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