Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 15 Dec 2022)
    • [FCA CF] Significant management (since 15 Jun 2021)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • CF30 Customer (4 Mar 2009 to 8 Dec 2019)
    • [FCA CF] Significant management (since 15 Jun 2021)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • CF30 Customer (1 Dec 2009 to 8 Dec 2019)
    • [FCA CF] Significant management (since 15 Jun 2021)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • CF30 Customer (5 Mar 2008 to 8 Dec 2019)
  • BlackRock Institutional Trust Company, N.A. (no longer approved here)

    FRN 409343

    • CF30 Customer (9 Feb 2015 to 8 Dec 2019)
  • Invesco Asset Management Limited (no longer approved here)

    FRN 122674

    • CF27 Investment Management (1 Dec 2001 to 23 Aug 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.