Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Coutts & Company
FRN 122287
- 14. Managing investments
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 7 Feb 2024)
- [FCA CF] Functions requiring qualifications (24 Jun 2022 to 27 Jul 2023)
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- [FCA CF] Functions requiring qualifications (4 Oct 2018 to 22 Apr 2022)
- [FCA CF] Client dealing (4 Oct 2018 to 22 Apr 2022)
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- [FCA CF] Client dealing (7 Mar 2016 to 27 Feb 2018)
- CF30 Customer (27 Mar 2013 to 6 Mar 2016)
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- CF30 Customer (16 Jan 2014 to 22 Mar 2018)
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- CF30 Customer (27 Mar 2013 to 10 Jul 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.