Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 7 Feb 2024)
    • [FCA CF] Functions requiring qualifications (24 Jun 2022 to 27 Jul 2023)
  • DB UK Bank Limited (no longer approved here)

    FRN 140848

    • [FCA CF] Functions requiring qualifications (4 Oct 2018 to 22 Apr 2022)
    • [FCA CF] Client dealing (4 Oct 2018 to 22 Apr 2022)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Client dealing (7 Mar 2016 to 27 Feb 2018)
    • CF30 Customer (27 Mar 2013 to 6 Mar 2016)
  • DWS Investments UK Limited (no longer approved here)

    FRN 429806

    • CF30 Customer (16 Jan 2014 to 22 Mar 2018)
  • Evelyn Partners Securities (no longer approved here)

    FRN 124255

    • CF30 Customer (27 Mar 2013 to 10 Jul 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.