Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 31 Jul 2025)
    • [FCA CF] Client dealing (since 31 Jul 2025)
    • CF27 Investment Management (1 Dec 2001 to 27 Apr 2007)
    • [FCA CF] Client dealing (since 31 Jul 2025)
    • [FCA CF] Manager of certification employee (since 31 Jul 2025)
    • CF27 Investment Management (1 Dec 2001 to 27 Apr 2007)
  • Wesleyan Assurance Society (no longer approved here)

    FRN 110873

    • [FCA CF] Client dealing (9 Dec 2024 to 31 May 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2024 to 31 May 2025)
    • [FCA CF] Material risk taker (9 Dec 2024 to 31 May 2025)
  • Wesleyan Unit Trust Managers Limited (no longer approved here)

    FRN 175798

    • [FCA CF] Client dealing (9 Dec 2024 to 31 May 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2024 to 31 May 2025)
    • [FCA CF] Material risk taker (9 Dec 2024 to 31 May 2025)
  • Aviva Investors UK Fund Services Limited (no longer approved here)

    FRN 119310

    • [FCA CF] Manager of certification employee (9 Jun 2021 to 24 Oct 2023)
    • [FCA CF] Material risk taker (13 May 2020 to 9 Jun 2021)
  • Aviva Investors Global Services Limited (no longer approved here)

    FRN 119178

    • [FCA CF] Client dealing (9 Dec 2019 to 24 Oct 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 9 Jun 2021)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 24 Oct 2023)
    • CF30 Customer (28 Jul 2018 to 8 Dec 2019)
  • abrdn Investments Limited (no longer approved here)

    FRN 121891

    • CF30 Customer (5 Apr 2018 to 7 Jun 2018)
  • abrdn Investment Management Limited (no longer approved here)

    FRN 188406

    • CF30 Customer (1 Nov 2007 to 7 Jun 2018)
    • CF27 Investment Management (20 Jun 2007 to 31 Oct 2007)
  • Baillie Gifford & Co Limited (no longer approved here)

    FRN 119179

    • CF27 Investment Management (1 Dec 2001 to 27 Apr 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.