Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Baillie Gifford Overseas Limited
FRN 121818
- [FCA CF] Manager of certification employee (since 31 Jul 2025)
- [FCA CF] Client dealing (since 31 Jul 2025)
- CF27 Investment Management (1 Dec 2001 to 27 Apr 2007)
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Baillie Gifford & Co
FRN 142597
- [FCA CF] Client dealing (since 31 Jul 2025)
- [FCA CF] Manager of certification employee (since 31 Jul 2025)
- CF27 Investment Management (1 Dec 2001 to 27 Apr 2007)
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- [FCA CF] Client dealing (9 Dec 2024 to 31 May 2025)
- [FCA CF] Functions requiring qualifications (9 Dec 2024 to 31 May 2025)
- [FCA CF] Material risk taker (9 Dec 2024 to 31 May 2025)
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- [FCA CF] Client dealing (9 Dec 2024 to 31 May 2025)
- [FCA CF] Functions requiring qualifications (9 Dec 2024 to 31 May 2025)
- [FCA CF] Material risk taker (9 Dec 2024 to 31 May 2025)
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- [FCA CF] Manager of certification employee (9 Jun 2021 to 24 Oct 2023)
- [FCA CF] Material risk taker (13 May 2020 to 9 Jun 2021)
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- [FCA CF] Client dealing (9 Dec 2019 to 24 Oct 2023)
- [FCA CF] Material risk taker (9 Dec 2019 to 9 Jun 2021)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 24 Oct 2023)
- CF30 Customer (28 Jul 2018 to 8 Dec 2019)
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- CF30 Customer (5 Apr 2018 to 7 Jun 2018)
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- CF30 Customer (1 Nov 2007 to 7 Jun 2018)
- CF27 Investment Management (20 Jun 2007 to 31 Oct 2007)
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- CF27 Investment Management (1 Dec 2001 to 27 Apr 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.