Alistair Peter Jex

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • DB UK Bank Limited

    FRN 140848

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 3. Giving personal recommendations on derivatives
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 17. Administrative functions in relation to managing investments
    • 14. Managing investments
    • 13. Giving personal recommendations on and dealing with derivatives
    • [FCA CF] Manager of certification employee (since 25 Jun 2019)
    • [FCA CF] Client dealing (since 25 Jun 2019)
    • [FCA CF] Functions requiring qualifications (since 25 Jun 2019)
  • THE ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (no longer approved here)

    FRN 114724

    • [FCA CF] Manager of certification employee (26 Jul 2018 to 22 Mar 2019)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • [FCA CF] Manager of certification employee (7 Mar 2016 to 22 Mar 2019)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (24 Apr 2007 to 31 Oct 2007)
    • CF27 Investment Management (18 Oct 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (26 Sep 2006 to 24 Oct 2006)

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