Alistair Lafferty

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Lomond Wealth Management LTD (no longer approved here)
FRN 738180
- (1)Employed By (4 Apr 2016 to 1 Oct 2019)
Lomond Financial Management Group Ltd (no longer approved here)
FRN 488153
- Responsibility for MCD Intermediation (21 Mar 2016 to 10 Jun 2018)
- CF1 Director (18 Aug 2015 to 10 Jun 2018)
- CF10 Compliance Oversight (18 Aug 2015 to 10 Jun 2018)
- CF8 Apportionment and Oversight (2 Jan 2009 to 31 Mar 2009)
- CF30 Customer (2 Jan 2009 to 17 Aug 2015)
- Responsible for Insurance Mediation (2 Jan 2009 to 17 Aug 2015)
- CF11 Money Laundering Reporting (2 Jan 2009 to 17 Aug 2015)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.