Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • SMF18 Other Overall Responsibility (7 Mar 2016 to 31 Aug 2023)
    • CF30 Customer (9 Mar 2012 to 6 Mar 2016)
    • CF29 Significant management (1 Nov 2007 to 8 May 2009)
    • CF16 Significant Mgt (Desgntd Investment Business) (31 Jan 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Sep 2005 to 24 Jul 2006)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • SMF22 Other Local Responsibility (7 Mar 2016 to 31 Aug 2023)
    • CF30 Customer (9 Mar 2012 to 6 Mar 2016)
    • CF29 Significant management (1 Nov 2007 to 8 May 2009)
    • CF16 Significant Mgt (Desgntd Investment Business) (31 Jan 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Sep 2005 to 24 Jul 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.