Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
BAKER DAVIES LTD
FRN 188992
- 9A. Advising on P2P agreements
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 9 Dec 2019)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 1 Nov 2007)
- CF1 Director (AR) (since 5 Sep 2005)
- CF21 Investment Adviser (29 Jul 2002 to 31 Oct 2007)
-
F P Wealth Management Ltd
FRN 438213
- (2)Employed By (since 5 Sep 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.