Alistair James Graham

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Longview Partners LLP (no longer approved here)
FRN 570944
- [FCA CF] Client dealing (3 Feb 2021 to 30 Jun 2021)
- SMF27 Partner (9 Dec 2019 to 31 Dec 2020)
- CF30 Customer (3 Jul 2012 to 8 Dec 2019)
- CF4 Partner (3 Jul 2012 to 8 Dec 2019)
Schroder Investment Management Limited (no longer approved here)
FRN 119348
- CF21 Investment Adviser (3 Sep 2002 to 17 Jan 2003)
Schroder Investment Management North America Limited (no longer approved here)
FRN 144543
- CF21 Investment Adviser (3 Sep 2002 to 17 Jan 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.