Alistair James Cannings

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Brooks Macdonald Asset Management Limited

    FRN 184918

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 14 Nov 2025)
    • [FCA CF] Client dealing (since 14 Nov 2025)
  • Rathbones Investment Management Limited (no longer approved here)

    FRN 116316

    • [FCA CF] Functions requiring qualifications (16 Oct 2024 to 13 Jan 2025)
    • [FCA CF] Client dealing (16 Oct 2024 to 13 Jan 2025)
    • [FCA CF] Manager of certification employee (16 Oct 2024 to 13 Jan 2025)

Recent activity

Updates to this individual's record on the FCA register.

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