Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF28 Systems and controls (1 Nov 2007 to 2 Jan 2008)
- CF14 Risk Assessment (1 Jan 2004 to 31 Oct 2007)
- CF10 Compliance Oversight (1 Jan 2004 to 2 Jan 2008)
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- CF1 Director (AR) (14 Jan 2005 to 14 Mar 2005)
- CF10 Compliance Oversight (1 Jan 2004 to 17 Sep 2007)
- CF14 Risk Assessment (1 Jan 2004 to 17 Sep 2007)
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- Employed By (14 Jan 2005 to 11 Apr 2006)
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- Employed By (14 Jan 2005 to 11 Apr 2006)
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- (3)Employed By (14 Jan 2005 to 11 Apr 2006)
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- Employed By (14 Jan 2005 to 11 Apr 2006)
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- (1)Employed By (14 Jan 2005 to 11 Apr 2006)
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- (1)Employed By (14 Jan 2005 to 11 Apr 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.