Alistair Howard Gunn

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Bank of America, N.A. (no longer approved here)
FRN 124642
- CF30 Customer (3 Oct 2013 to 6 Mar 2016)
Citibank, N.A. (no longer approved here)
FRN 124704
- CF30 Customer (19 Jul 2012 to 10 Sep 2013)
Citigroup Global Markets Limited (no longer approved here)
FRN 124384
- CF30 Customer (23 Nov 2009 to 10 Sep 2013)
Forte Securities Limited (no longer approved here)
FRN 478424
- CF30 Customer (5 Feb 2009 to 31 Jul 2009)
Deutsche Bank AG (no longer approved here)
FRN 150018
- CF30 Customer (28 Nov 2007 to 4 Dec 2008)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.