Alistair Holland

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JPMorgan Chase Bank, National Association

    FRN 124491

    • [FCA CF] Client dealing (since 22 Jan 2026)
  • J.P. Morgan Securities plc

    FRN 155240

    • [FCA CF] Client dealing (since 22 Jan 2026)
  • Mizuho International plc (no longer approved here)

    FRN 119256

    • [FCA CF] Client dealing (26 Aug 2025 to 29 Dec 2025)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Material risk taker (1 Apr 2019 to 12 Aug 2021)
    • [FCA CF] Manager of certification employee (13 Mar 2017 to 14 Nov 2024)
    • [FCA CF] Client dealing (7 Mar 2016 to 14 Nov 2024)
    • CF30 Customer (29 Mar 2011 to 6 Mar 2016)
  • Clydesdale Bank Plc (no longer approved here)

    FRN 121873

    • CF30 Customer (1 Nov 2007 to 7 Mar 2011)
    • CF21 Investment Adviser (12 Nov 2002 to 31 Oct 2007)
    • CF26 Customer Trading (12 Nov 2002 to 31 Oct 2007)
  • National Australia Bank Limited (no longer approved here)

    FRN 141309

    • CF30 Customer (1 Nov 2007 to 7 Mar 2011)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
  • Northern Bank Limited (no longer approved here)

    FRN 122261

    • CF26 Customer Trading (12 Nov 2002 to 28 Feb 2005)
    • CF21 Investment Adviser (12 Nov 2002 to 28 Feb 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.